The Gift That Keeps On Giving: The Employee-Owner

Originally published in the Informanté newspaper on Thursday, April 23, 2015.


On the 16th of April, on the occasion of his 50th birthday, Quinton van Rooyen gave a rather remarkable gift to his employees – part ownership of the Namibian conglomerate Trustco. And while this is not the first of its kind, it does have several unique features not usually associated with Employee Stock Ownership Plans. First amongst these is that the cash-value of the gift is a flat amount – not linked to current salary, performance or any other considerations usually applied to plans of this nature. Every employee with one year of service, from the janitorial staff to the highest level executives, receive the same cash value of shares.


This plan, crucially, does not replace any existing employee stock compensation plans – indeed, the standard bonus schemes that award shares remain in place. But it does provide every employee the same, standard base going forward from which to grow their ownership in the company. And while the shares granted is a restricted share (meaning it cannot be transferred or sold for a period of 5 years except on the death of the shareholder), it is not a different class of share. This means that these shares have full voting rights at the company’s Annual General Meeting, and that dividends declared still accrue to the shareholder. All in all, it seems to be a pretty good deal for employees of Trustco.


But what about Trustco itself? If you were an existing shareholder, would you have welcomed such a scheme? And how will this affect its performance going forward? Luckily, existing shareholders do not need to speculate on this matter – academic studies have vindicated this approach for years already.


Indeed, already in 1987 a study conducted by the Toronto Stock Exchange found that public companies which are employee-owned reflected an increase of 123% in 5-year profit growth, and managed to maintain 95% higher profit margins than companies without a similar plan. And in the United Kingdom it was found that UK companies with 10% employee ownership or higher outperformed the London FTSE All-Share Index by more than 10% per year over 20 years.


Share Performance of 10% Employee Owned Institutions vs FTSE All-Share



Essentially, the theory behind companies issuing shares to employees have always been quite simple: If the share price increases, employees’ wealth increases – incentivizing employees to focus on making the company more successful and profitable. 


But new research from the Wharton’s Center for Human Resources cast doubt on this traditional view. In fact, their research showed that workers frequently see the shares not as an incentive, but as a gift they felt compelled to repay by working harder. The reciprocity effect they found was actually larger than the incentive effect. 


Indeed, they found that when a company does well and the share price increases and the people therefore make more money, their performance in the next period goes up as well. Other studies have also found higher levels of job satisfaction and greater worker loyalty in companies that are partly employee owned. 

Still, there are some steps to take to ensure success in plans such as these. For employee ownership to work, there needs to be trust, and full disclosure of financial results. Companies should ensure that their worker-owners are financially literate and can, for example, make sense of its financial statements. 


It seems the more information you disclose – the more you teach your staff to understand the main value drivers that create value for the company, the easier it becomes for them to generate new inventive ways to provide even more value for your business. 


It seems that Mr van Rooyen has always incorporated these aspects in his business model. And given the growth of Trustco, it is working quite well. It should serve as an example for more Namibian business owners to follow his example. After all, economic prosperity for one cannot be achieved without economic prosperity for all.

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